Templates / Monitor and enforce seller compliance with GPT-4o, email alerts and Slack

Monitor and enforce seller compliance with GPT-4o, email alerts and Slack

Ready for 3.0

by Cheng Siong Chin ✓ · 57 views · created 2026-02-11 · Document Extraction, AI Summarization

Ready for 3.0. This template uses no nodes that n8n 3.0 removes. No removed nodes, versions or helpers found. Static check, last run 2026-10-19.

What this workflow does

This AI workflow has 22 nodes and runs on a schedule (every day at 09:00). Along the way it connects OpenAI Chat Model and Slack.

How it runs

Trigger: On a schedule (every day at 09:00).

  1. Workflow Configuration (Edit Fields (Set)): sets 6 fields: complianceThresholdWarning, complianceThresholdReview, complianceThresholdSuspension…
  2. Generate Seller Compliance Data (Code): runs custom JavaScript code
  3. Policy Monitoring Agent (AI Agent): runs an AI agent, with model: OpenAI Model - Policy Monitor; output parser: Policy Validation Output Parser
  4. Route by Compliance Status (Switch): routes items into 3 branches
  5. Governance Agent - Warning (AI Agent): runs an AI agent, with model: OpenAI Model - Governance; output parser: Governance Output Parser - Warning
  6. Governance Agent - Review (AI Agent): runs an AI agent, with model: OpenAI Model - Governance; output parser: Governance Output Parser - Review
  7. Governance Agent - Suspension (AI Agent): runs an AI agent, with model: OpenAI Model - Governance; output parser: Governance Output Parser - Suspension
  8. Send Warning Email (Send Email): sends an email over SMTP
  9. Send Review Email (Send Email): sends an email over SMTP
  10. Send Suspension Email (Send Email): sends an email over SMTP

…plus 5 more steps. See the full node list below.

Services it uses

OpenAI Chat ModelSlack

Before you upgrade to n8n 3.0

Nothing in this workflow is removed in n8n 3.0, so it should import and run after the upgrade.

Nodes used (10)

From the author

How It Works This workflow automates regulatory compliance monitoring and policy violation detection for enterprises managing complex governance requirements. Designed for compliance officers, legal teams, and risk management departments, it addresses the…

Excerpt from Cheng Siong Chin's description on n8n.io.

View the original on n8n.io → Check your own copy

Get the weekly “what broke” email

New templates, newly broken ones, and n8n release changes. One short email a week.

Form not loading? Subscribe here.